Martin Keith Dilke-Wing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charterhouse Independent Financial Advisors LLP

    FRN 453778

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Jun 2014)
    • CF30 Customer (since 11 Feb 2013)
    • CF4 Partner (AR) (11 Feb 2013 to 16 May 2014)
    • CF4 Partner (11 Feb 2013 to 8 Dec 2019)
  • Morgans Independent Financial Advisers Limited

    FRN 540610

    • (4)Employed By (since 11 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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