Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Liontrust Fund Partners LLP
FRN 518165
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 May 2024)
- CF28 Systems and controls (27 Oct 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Apr 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Apr 2013 to 8 Dec 2019)
- CF4 Partner (14 Sep 2010 to 8 Dec 2019)
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Liontrust Investment Partners LLP
FRN 518552
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 1 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jun 2024)
- CF28 Systems and controls (27 Oct 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Apr 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Apr 2013 to 8 Dec 2019)
- CF4 Partner (3 Aug 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.