Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 17 Sep 2021)
    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 17 Sep 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (25 Jan 2019 to 6 Jul 2021)
    • [FCA CF] Material risk taker (11 Nov 2016 to 6 Jul 2021)
    • [FCA CF] Client dealing (11 Nov 2016 to 6 Jul 2021)
    • CF30 Customer (15 Aug 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Jun 2008 to 15 May 2009)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (23 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.