Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 10 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
    • [FCA CF] Client dealing (since 6 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Aug 2022 to 5 Jun 2023)
    • CF30 Customer (9 Jun 2022 to 5 Jun 2023)
  • Apollo Private Wealth Ltd (no longer approved here)

    FRN 776254

    • (18)Employed By (9 Jun 2022 to 5 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (18)Employed By at Apollo Private Wealth Ltd