Martin Joseph Gabriel O'Reilly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Aspirations Lifestyle Planning Limited

    FRN 542220

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (1 Nov 2016 to 23 May 2024)
    • CF11 Money Laundering Reporting (3 Oct 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Oct 2011 to 30 Sep 2018)
    • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2011 to 8 Dec 2019)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (7 Mar 2011 to 12 Oct 2011)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (8 Feb 2010 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.