Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (1 Mar 2020 to 22 May 2020)
- [FCA CF] Significant management (1 Mar 2020 to 22 May 2020)
- [FCA CF] Material risk taker (1 Mar 2020 to 22 May 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (24 Jun 2005 to 31 Oct 2007)
-
- CF26 Customer Trading (24 Jun 2005 to 14 Jul 2006)
-
- CF26 Customer Trading (2 Oct 2003 to 14 Jun 2004)
- CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.