Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Jul 2020)
    • CF30 Customer (18 Jul 2013 to 4 Dec 2015)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Jul 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (8 May 2008 to 7 May 2013)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
    • CF26 Customer Trading (9 Jan 2006 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.