Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2020)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Jul 2020)
- CF30 Customer (18 Jul 2013 to 4 Dec 2015)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Jul 2020)
- [FCA CF] Client dealing (7 Sep 2016 to 2 Jul 2020)
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- CF30 Customer (8 May 2008 to 7 May 2013)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
- CF26 Customer Trading (9 Jan 2006 to 15 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.