Martin John Randal

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martin Randal

    FRN 979818

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
    • SMF16 Compliance Oversight (since 3 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 3 Apr 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (24 Jul 2015 to 31 Mar 2023)
  • Martin Randal (no longer approved here)

    FRN 697765

    • Employed By (24 Jul 2015 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.