Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Farley & Thompson LLP (no longer approved here)

    FRN 461601

    • [FCA CF] Client dealing (1 Apr 2022 to 15 Jul 2022)
    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 15 Jul 2022)
    • [FCA CF] Material risk taker (1 Apr 2022 to 15 Jul 2022)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2022)
    • CF4 Partner (20 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.