Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Aug 2016)
    • SMF2 Chief Finance (since 7 Mar 2016)
    • CF29 Significant management (9 Aug 2011 to 6 Mar 2016)
    • CF28 Systems and controls (9 Aug 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (18 Sep 2003 to 1 Mar 2008)
    • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Mar 2009)
    • CF10 Compliance Oversight (29 Nov 2002 to 20 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.