Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (6 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (28 Aug 2014 to 6 Mar 2016)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • CF30 Customer (8 Jul 2013 to 21 Jul 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Apr 2008 to 11 Nov 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.