Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (25)Employed By (since 4 Sep 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2022)
    • CF30 Customer (since 21 Dec 2021)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 22 Mar 2022)
    • (7)Employed By (since 21 Dec 2021)
    • (31)Employed By (10 Aug 2012 to 24 Nov 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 May 2011 to 31 Aug 2012)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (118)Employed By (1 Dec 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (31)Employed By at Alexander Calder Financial Ltd

  3. controlled function added: (7)Employed By at Alexander Calder Financial Ltd

  4. controlled function added: (118)Employed By at Reeds Rains Limited