Martin John Heale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • [FCA CF] Material risk taker (since 16 Jul 2025)
    • [FCA CF] Manager of certification employee (since 16 Jul 2025)
  • Schroder Wealth Management (US) Limited

    FRN 781869

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Material risk taker (since 22 Mar 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2021)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (11 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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