Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (12 Jul 2023 to 20 Sep 2023)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 11 Jan 2022)
    • [FCA CF] Client dealing (15 Dec 2016 to 9 Oct 2021)
    • CF29 Significant management (10 Sep 2012 to 6 Mar 2016)
    • CF30 Customer (27 Jan 2010 to 6 Mar 2016)
    • CF28 Systems and controls (27 Jan 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (12 Jul 2023 to 9 Aug 2023)
    • [FCA CF] Significant management (1 Oct 2021 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 11 Jan 2022)
    • [PRA CF] Managing a material risk taker (24 Jan 2019 to 8 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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