Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF8 Apportionment and Oversight (18 Nov 2003 to 17 Jan 2007)
    • CF3 Chief Executive (26 Jun 2003 to 17 Jan 2007)
    • CF27 Investment Management (26 Jun 2003 to 17 Jan 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2003 to 17 Jan 2007)
    • CF1 Director (6 Jan 2003 to 17 Jan 2007)
  • Manulife Investment Management (Europe) Limited (no longer approved here)

    FRN 165328

    • CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 24 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.