Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Oct 2015)
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Martin Clark
FRN 720199
- (1)Employed By (since 19 Oct 2015)
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- CF30 Customer (11 Jan 2013 to 20 Oct 2015)
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- CF30 Customer (22 Aug 2011 to 25 May 2012)
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- CF30 Customer (14 Jul 2008 to 10 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.