Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 10 May 2022)
    • SMF3 Executive Director (since 10 May 2022)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 9 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 9 May 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Manager of certification employee (13 Sep 2021 to 1 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
    • CF30 Customer (7 May 2009 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.