Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors UK Fund Services Limited
FRN 119310
- SMF24 Chief Operations (since 10 May 2022)
- SMF3 Executive Director (since 10 May 2022)
- [FCA CF] Manager of certification employee (1 Apr 2021 to 9 May 2022)
- [FCA CF] Significant management (9 Dec 2019 to 9 May 2022)
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- [FCA CF] Manager of certification employee (13 Sep 2021 to 1 Oct 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
- CF30 Customer (7 May 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 13 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.