Martin John Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (28 Jul 2023 to 23 May 2025)
    • CF30 Customer (24 Jan 2014 to 15 Feb 2017)
  • Clarity Wealth Management LLP (no longer approved here)

    FRN 575252

    • CF4 Partner (5 Jun 2017 to 28 Mar 2018)
    • CF30 Customer (1 Feb 2017 to 28 Mar 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 20 Feb 2014)
    • CF21 Investment Adviser (9 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 9 Feb 2005)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.