Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WTW Ltd
FRN 1022233
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Jul 2025)
- Responsible for Insurance Distribution (since 8 Jul 2025)
- SMF16 Compliance Oversight (since 8 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2025)
- SMF3 Executive Director (since 8 Jul 2025)
- [FCA CF] Client dealing (since 8 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2025)
- CF1 Director (AR) (10 Oct 2019 to 4 Jul 2025)
- CF30 Customer (8 Jun 2016 to 4 Jul 2025)
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- Employed By (10 Oct 2019 to 4 Jul 2025)
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- (8)Employed By (21 Sep 2017 to 4 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.