Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (2 Jan 2025 to 31 Mar 2026)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2019 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (26 Apr 2019 to 31 Mar 2026)
- [FCA CF] Client dealing (26 Jun 2017 to 31 Mar 2026)
- CF30 Customer (6 Mar 2009 to 29 Sep 2015)
- CF21 Investment Adviser (13 Jun 2006 to 1 Sep 2006)
- CF23 Corporate Finance Adviser (30 Nov 2002 to 1 Sep 2007)
-
- [FCA CF] Significant management (2 Jan 2025 to 31 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (15 Aug 2023 to 31 Mar 2026)
- [FCA CF] Manager of certification employee (19 May 2020 to 31 Mar 2026)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
- [FCA CF] Client dealing (1 Jul 2018 to 31 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.