Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (2 Jan 2025 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2019 to 9 Sep 2021)
    • [FCA CF] Manager of certification employee (26 Apr 2019 to 31 Mar 2026)
    • [FCA CF] Client dealing (26 Jun 2017 to 31 Mar 2026)
    • CF30 Customer (6 Mar 2009 to 29 Sep 2015)
    • CF21 Investment Adviser (13 Jun 2006 to 1 Sep 2006)
    • CF23 Corporate Finance Adviser (30 Nov 2002 to 1 Sep 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (2 Jan 2025 to 31 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2023 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (19 May 2020 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [FCA CF] Client dealing (1 Jul 2018 to 31 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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