Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Apr 2021)
    • [FCA CF] Material risk taker (30 Apr 2021 to 24 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (6 Nov 2003 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF26 Customer Trading (1 Dec 2001 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.