Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cynergy Bank Plc (no longer approved here)

    FRN 575105

    • SMF4 Chief Risk (25 Apr 2022 to 31 Jan 2025)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 30 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 30 Apr 2022)
  • NatWest Trustee and Depositary Services Limited (no longer approved here)

    FRN 794152

    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 30 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Sep 2021 to 30 Apr 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Jun 2021 to 30 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 1 Sep 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (7 Jun 2021 to 30 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 1 Sep 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (16 Aug 2007 to 30 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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