Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (30 May 2008 to 1 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2016)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (27 Mar 2006 to 10 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2005 to 27 Mar 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (15 Dec 2004 to 2 Sep 2005)
    • CF22 Investment Adviser (Trainee) (26 Feb 2004 to 15 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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