Martin James Ashworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- [FCA CF] Client dealing (16 Mar 2020 to 6 Aug 2024)
- [FCA CF] Functions requiring qualifications (16 Mar 2020 to 6 Aug 2024)
Andrews Wealth Ltd (no longer approved here)
FRN 623965
- (3)Employed By (1 Jun 2018 to 20 Feb 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (11 Oct 2016 to 20 Feb 2020)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (31 Mar 2014 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (10 May 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.