Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Material risk taker (9 Jun 2022 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jun 2022 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2021 to 31 Dec 2024)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 9 Nov 2020)
    • [FCA CF] Client dealing (1 Apr 2020 to 9 Nov 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 9 Nov 2020)
    • CF30 Customer (9 Dec 2017 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (29 Jun 2009 to 12 Jan 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (8 Apr 2004 to 7 Aug 2006)
    • CF22 Investment Adviser (Trainee) (22 May 2002 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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