Martin Gupta

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 12 Feb 2019)
    • [FCA CF] Client dealing (11 Sep 2018 to 14 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Sep 2018 to 14 Feb 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 12 Feb 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (14 Dec 2009 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Nov 2008 to 6 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.