Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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R C Brown Investment Management Plc
FRN 146002
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 1 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (10 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (3 Mar 2008 to 28 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.