Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2022)
    • Responsibility for MCD Intermediation (since 19 Dec 2022)
    • Responsible for Insurance Distribution (since 19 Dec 2022)
    • SMF3 Executive Director (since 19 Dec 2022)
    • SMF16 Compliance Oversight (since 19 Dec 2022)
  • Neil David Parker (no longer approved here)

    FRN 757120

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Dec 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Oct 2010 to 14 Mar 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Mar 2009 to 24 Sep 2010)
  • David Paul Forletta (no longer approved here)

    FRN 440962

    • Employed By (25 Mar 2009 to 24 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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