Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (15 Apr 2004 to 4 Aug 2006)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (15 Apr 2004 to 4 Aug 2006)
-
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 1 Oct 2020)
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- CF27 Investment Management (1 Dec 2001 to 26 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.