Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 27 Mar 2009)
- CF1 Director (AR) (22 Dec 2008 to 30 Jun 2016)
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Roseberry Financial Limited
FRN 492897
- (3)Employed By (since 30 Jun 2011)
- (5)Employed By (27 Mar 2009 to 21 May 2010)
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- CF1 Director (AR) (10 May 2010 to 29 Apr 2011)
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- (12)Employed By (1 Dec 2001 to 16 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.