Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Mar 2009)
    • CF1 Director (AR) (22 Dec 2008 to 30 Jun 2016)
    • (3)Employed By (since 30 Jun 2011)
    • (5)Employed By (27 Mar 2009 to 21 May 2010)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 29 Apr 2011)
  • Roseberry Financial Solutions Ltd (no longer approved here)

    FRN 216201

    • (12)Employed By (1 Dec 2001 to 16 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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