Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • K & M Financial Advisors Limited (no longer approved here)

    FRN 231578

    • [FCA CF] Client dealing (1 Jul 2024 to 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 12 Mar 2025)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (20 Mar 2012 to 8 Feb 2013)
  • D J Financial Solutions Ltd (no longer approved here)

    FRN 211189

    • (9)Employed By (20 Feb 2003 to 10 Jun 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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