Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 5 Jan 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
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- CF4 Partner (AR) (12 Mar 2010 to 12 Feb 2014)
- CF30 Customer (12 Mar 2010 to 30 Dec 2010)
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- CF21 Investment Adviser (31 Jul 2002 to 24 Jan 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.