Martin Francis Soars

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Berkeley St James Financial Planning (no longer approved here)
FRN 588004
- Employed By (11 Nov 2018 to 20 May 2019)
Mark Kidd (no longer approved here)
FRN 594806
- (1)Employed By (14 Dec 2017 to 9 Nov 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (26 Jun 2012 to 20 May 2019)
- CF21 Investment Adviser (9 May 2006 to 12 Feb 2007)
- CF22 Investment Adviser (Trainee) (29 Dec 2005 to 9 May 2006)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (25 Oct 2011 to 20 Jul 2012)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 27 Sep 2011)
- CF21 Investment Adviser (28 Jul 2004 to 12 Jan 2006)
Berkeley St James Finance Limited (no longer approved here)
FRN 183339
- Employed By (28 Jul 2004 to 12 Jan 2006)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.