Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Feb 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2025)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.