Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (17 Jun 2019 to 7 Apr 2021)
- CF30 Customer (30 Mar 2018 to 7 Apr 2021)
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- Employed By (30 Mar 2018 to 7 Apr 2021)
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- CF30 Customer (13 May 2017 to 29 Mar 2018)
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- [FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Feb 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.