Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Westminster Wealth Management LLP
FRN 490519
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 2 Mar 2010)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
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- (5)Employed By (8 Jan 2004 to 5 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Henderson Moore Financial Solutions Ltd
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controlled function added: (5)Employed By at Henderson Moore Financial Solutions Ltd