Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 2 Mar 2010)
    • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Henderson Moore Financial Solutions Ltd (no longer approved here)

    FRN 159902

    • (5)Employed By (8 Jan 2004 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Henderson Moore Financial Solutions Ltd

  2. controlled function added: (5)Employed By at Henderson Moore Financial Solutions Ltd