Martin David Joyce

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brierie Financial Planning Ltd

    FRN 663048

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (2 Mar 2015 to 8 Dec 2019)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Mar 2015 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (22 Oct 2013 to 3 Mar 2015)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (22 Oct 2013 to 3 Mar 2015)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2003 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.