Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jan 2022)
    • [FCA CF] Material risk taker (since 28 Jan 2022)
    • [FCA CF] Algorithmic trading (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Aug 2017)
    • [FCA CF] Manager of certification employee (since 1 Aug 2017)
    • [PRA CF] Managing a material risk taker (14 Aug 2023 to 27 Apr 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Jun 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Jun 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (24 Nov 2008 to 6 Apr 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (24 Nov 2008 to 6 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.