Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- [PRA CF] Significant risk taker or Material risk taker (since 28 Jan 2022)
- [FCA CF] Material risk taker (since 28 Jan 2022)
- [FCA CF] Algorithmic trading (since 1 Dec 2020)
- [FCA CF] Client dealing (since 1 Aug 2017)
- [FCA CF] Manager of certification employee (since 1 Aug 2017)
- [PRA CF] Managing a material risk taker (14 Aug 2023 to 27 Apr 2026)
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- CF30 Customer (6 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (6 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (24 Nov 2008 to 6 Apr 2009)
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- CF30 Customer (24 Nov 2008 to 6 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.