Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Black Label Financial Ltd
FRN 533116
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (27 May 2011 to 8 Dec 2019)
- CF30 Customer (4 Apr 2011 to 8 Dec 2019)
-
- CF30 Customer (24 Jan 2011 to 28 Apr 2011)
-
- CF30 Customer (18 Feb 2010 to 27 Oct 2010)
-
- CF1 Director (AR) (10 Mar 2003 to 22 Jun 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
-
- CF1 Director (AR) (10 Mar 2003 to 22 Jun 2005)
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
-
- Employed By (10 Mar 2003 to 2 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.