Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (16 Feb 2011 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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