Martin Charles Walton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (AR) (31 Mar 2020 to 22 Feb 2021)
    • CF30 Customer (31 Mar 2020 to 22 Feb 2021)
  • Woodford Investment Management Limited (no longer approved here)

    FRN 745433

    • CF2 Non Executive Director (30 Sep 2016 to 1 Nov 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (8 Apr 2009 to 12 Jan 2011)
  • Exception Capital LLP (no longer approved here)

    FRN 473719

    • CF4 Partner (29 Nov 2007 to 18 Nov 2011)
    • CF30 Customer (29 Nov 2007 to 31 Mar 2009)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 24 Mar 2006)
    • CF3 Chief Executive (1 Nov 2005 to 31 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 31 Oct 2006)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2006)
    • CF1 Director (1 Nov 2005 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 24 Mar 2006)
    • CF3 Chief Executive (1 Nov 2005 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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