Martin Charles Lomax

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oak Financial Solutions Ltd

    FRN 612486

    • (1)Employed By (since 9 Feb 2024)
    • (1)Employed By (17 Jan 2014 to 9 Feb 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
    • CF1 Director (AR) (since 19 Nov 2023)
    • CF30 Customer (since 19 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2024)
    • CF1 Director (AR) (17 Jan 2014 to 9 Feb 2024)
    • CF30 Customer (23 Oct 2012 to 9 Feb 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (28 Apr 2015 to 17 Dec 2021)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (23 Oct 2012 to 31 Jan 2014)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (25 Mar 2003 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Oak Financial Solutions Ltd

  2. controlled function added: (1)Employed By at Oak Financial Solutions Ltd