Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fleet Alliance Limited
FRN 673150
- SMF9 Chair of the Governing Body (since 1 Aug 2022)
- SMF3 Executive Director (since 20 Jan 2020)
- SMF16 Compliance Oversight (20 Jan 2020 to 1 Aug 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 20 Jan 2020)
- CF8 Apportionment and Oversight (11 Mar 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.