Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Dec 2012 to 10 Jan 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (28 Aug 2003 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Aug 2003)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.