Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 4 Oct 2023)
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- [FCA CF] Client dealing (22 Aug 2022 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2022 to 2 Oct 2023)
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- [FCA CF] Client dealing (13 Mar 2020 to 25 May 2022)
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- [FCA CF] Material risk taker (1 Apr 2019 to 16 Jan 2020)
- [FCA CF] Manager of certification employee (10 Oct 2018 to 18 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Oct 2019)
- CF30 Customer (24 Sep 2013 to 6 Mar 2016)
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- CF30 Customer (24 Jul 2012 to 27 Aug 2013)
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- CF30 Customer (24 Jul 2012 to 27 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.