Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 4 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (22 Aug 2022 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (22 Aug 2022 to 2 Oct 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (13 Mar 2020 to 25 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 16 Jan 2020)
    • [FCA CF] Manager of certification employee (10 Oct 2018 to 18 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Oct 2019)
    • CF30 Customer (24 Sep 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (24 Jul 2012 to 27 Aug 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (24 Jul 2012 to 27 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.