Martin Anthony O'Brien

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2024)
- CF30 Customer (13 Jan 2014 to 8 Dec 2019)
Pennymatters Limited (no longer approved here)
FRN 530681
- CF30 Customer (14 Jan 2011 to 23 Jan 2014)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (14 Apr 2009 to 25 Nov 2011)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 22 Jul 2009)
- CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Nov 2004 to 8 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.