Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Jul 2015 to 8 Dec 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (AR) (2 Mar 2012 to 31 Jul 2015)
  • City Financial Solutions Limited (no longer approved here)

    FRN 575512

    • (9)Employed By (2 Mar 2012 to 31 Jul 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2005 to 27 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at City Financial Solutions Limited

  2. controlled function added: (9)Employed By at City Financial Solutions Limited