Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (27 Jul 2015 to 8 Dec 2019)
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- CF1 Director (AR) (2 Mar 2012 to 31 Jul 2015)
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- (9)Employed By (2 Mar 2012 to 31 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Feb 2005 to 27 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at City Financial Solutions Limited
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controlled function added: (9)Employed By at City Financial Solutions Limited