Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Client dealing (7 Mar 2020 to 4 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 4 Jan 2021)
    • [FCA CF] Material risk taker (7 Mar 2020 to 4 Jan 2021)
    • CF30 Customer (17 May 2010 to 29 Nov 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 4 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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