Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Nov 2009 to 6 Jan 2010)
  • Westfield Financial Solutions Limited (no longer approved here)

    FRN 451318

    • Employed By (5 Nov 2009 to 6 Jan 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 24 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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