Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 21 Apr 2023)
    • CF30 Customer (14 Apr 2023 to 27 Jun 2023)
    • [FCA CF] Client dealing (29 Dec 2022 to 21 Apr 2023)
    • [FCA CF] Functions requiring qualifications (29 Dec 2022 to 21 Apr 2023)
  • Octo Financial Planning Ltd (no longer approved here)

    FRN 972331

    • (2)Employed By (14 Apr 2023 to 27 Jun 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Dec 2022)
    • CF30 Customer (28 Jun 2018 to 28 Dec 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (406)Employed By (28 Jun 2018 to 28 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.